regions bank chief compliance officer regions bank chief compliance officer

Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Tammy LoCascio Chief Operating Officer . Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. He joined Assurant as senior vice president of Information Technology. Regions' new chief transformation officer has expansive mandate In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Chief Governance Officer and Assistant Corporate Secretary. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Mehlman received her bachelors degree from Cornell University. All Rights Reserved. Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Nolan joined Regions in 1989. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. The Chief Compliance Officer | Deloitte US Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Additionally, he served as a member of RMAs Regulatory Relations Committee. Regions provides links to other websites merely and strictly for your convenience. John Turner is president and chief executive officer of Regions Financial Corporation. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. The solution? Prior to assuming her current role, she was named associate director of investor relations in 2010. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. Nix to oversee corporate governance framework supporting Regions services for customers and communities. She is also responsible for managing the companys relationships with credit rating agencies. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. Additional information about Regions and its full line of products and services can be found at www.regions.com. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Senior Executive Vice President You should consult privacy disclosures at the linked website for further information. Pichel previously led the Home Equity Committee for the Consumer Bankers Association. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Chief Human Resources Officer. Andrew Nix. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Keenan leads all Human Resources functions, as well as Corporate Security, the Aviation Group, and Corporate Real Estate & Procurement. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. Member FDIC. Treasurer. and A bank executive develops a new product, maybe a fee-generation concept. He leads the companys executive leadership team. Dana W. Nolan He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. Cheatham graduated from Auburn University with a bachelors degree in accounting. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. He leads the company's Executive Leadership Team. Andrs "Andy" Hernndez Senior Executive Vice President Santander Chief Compliance Officer Salaries in Braunton Senior Executive Vice President Chief Financial Officer. Bank compliance officers evaluate policies/procedures and ensure they . Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Chief Digital Officer. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Fournier J. Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. She currently holds Series 79, Series 63 and Series 24 licenses. Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. David R. Keenan He succeeds Hope Mehlman . Privacy Policy. Senior Executive Vice President Executive Vice President In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Smith began his banking career at Deposit Guaranty as a management trainee. He received a masters degree in business administration from Emory University, Atlanta, Georgia. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Prior to the BB&T/SunTrust merger, Massey was Chief Technology Officer at SunTrust over technology strategy, architecture and enterprise API services, technology transformation, and more. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Regions Investment Solutions is a marketing name of Cetera Investment Services. Deputy Chief Risk Officer and Chief Credit Officer. Corporate Banking Division Head. Senior Executive Vice President Tammy Ridley, SVP, CAMS - Chief Compliance Officer - Regions - LinkedIn Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Chief Risk Officer . By clicking the "" button, you are agreeing to the He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Bill Ritter serves as Head of the Wealth Management group at Regions. Senior Executive Vice President Regions Bank is an Equal Housing Lender and Member FDIC. During this period, he served in line management positions in manufacturing, distribution and sales. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Executive Vice President Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022).